论文标题

AI时代的责任制度:对举证责任的用例驱动分析

Liability regimes in the age of AI: a use-case driven analysis of the burden of proof

论文作者

Llorca, David Fernández, Charisi, Vicky, Hamon, Ronan, Sánchez, Ignacio, Gómez, Emilia

论文摘要

由人工智能(AI)提供支持的新的新兴技术有可能使我们的社会变得更好地改变我们的社会。特别是,数据驱动的学习方法(即机器学习(ML))是在各种应用领域中多种技术发展的真正革命。但与此同时,人们对这些方法的某些内在特征越来越关注,这些方法具有潜在的风险,即安全性和基本权利。尽管采用过程中有一些机制可以最大程度地降低这些风险(例如安全法规),但这些机制并不排除造成伤害的可能性,如果发生这种情况,受害者应该能够寻求赔偿。因此,责任制度将在确保使用或与这些系统互动的受害者的基本保护方面发挥关键作用。但是,使AI系统固有的风险(例如缺乏因果关系,不透明度,不可预测性或他们的自我和持续学习能力)的相同特征可能会导致相当大的困难。本文介绍了三个案例研究以及达到这些案例的方法,这说明了这些困难。具体来说,我们解决了清洁机器人,送货无人机和教育机器人的案例。拟议分析的结果表明,需要修改责任制度,以减轻涉及AI技术的案件的受害者的举证责任。

New emerging technologies powered by Artificial Intelligence (AI) have the potential to disruptively transform our societies for the better. In particular, data-driven learning approaches (i.e., Machine Learning (ML)) have been a true revolution in the advancement of multiple technologies in various application domains. But at the same time there is growing concern about certain intrinsic characteristics of these methodologies that carry potential risks to both safety and fundamental rights. Although there are mechanisms in the adoption process to minimize these risks (e.g., safety regulations), these do not exclude the possibility of harm occurring, and if this happens, victims should be able to seek compensation. Liability regimes will therefore play a key role in ensuring basic protection for victims using or interacting with these systems. However, the same characteristics that make AI systems inherently risky, such as lack of causality, opacity, unpredictability or their self and continuous learning capabilities, may lead to considerable difficulties when it comes to proving causation. This paper presents three case studies, as well as the methodology to reach them, that illustrate these difficulties. Specifically, we address the cases of cleaning robots, delivery drones and robots in education. The outcome of the proposed analysis suggests the need to revise liability regimes to alleviate the burden of proof on victims in cases involving AI technologies.

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