论文标题

Openauc:面向面向AUC的开放式识别

OpenAUC: Towards AUC-Oriented Open-Set Recognition

论文作者

Wang, Zitai, Xu, Qianqian, Yang, Zhiyong, He, Yuan, Cao, Xiaochun, Huang, Qingming

论文摘要

传统的机器学习遵循了一个近距离假设,即训练和测试集共享相同的标签空间。在许多实际情况下,不可避免地有些测试样本属于未知类(开放设定)。为了解决此问题,开放式识别(OSR)的目标是对封闭式样本和开放式样本进行正确的预测,引起了人们的关注。在这个方向上,绝大多数文献都集中在开放式样本的模式上。但是,如何在这项具有挑战性的任务中评估模型性能仍未解决。在本文中,进行系统的分析表明,大多数现有的度量与OSR的上述目标基本上不一致:(1)对于从近距离分类扩展的指标,例如开放设定的F-SCORE,Youden的指数,YouDen的指数,归一化的准确性,差的开放式预测可以从低绩效得分中逃脱出较低的近距离近距离预测。 (2)新颖的检测AUC,它测量了近距离样品和开放式样品之间的排名性能,忽略了近距离的性能。为了解决这些问题,我们提出了一个名为Openauc的新颖指标。与现有指标相比,OpenAUC享有简洁的成对配方,以耦合方式评估开放式性能和近距离性能。进一步的分析表明,Openauc没有上述不一致的属性。最后,提出了一种端到端的学习方法,以最大程度地降低OpenAUC风险,并且对流行基准数据集的实验结果表达了其有效性。项目页面:https://github.com/wang22ti/openauc。

Traditional machine learning follows a close-set assumption that the training and test set share the same label space. While in many practical scenarios, it is inevitable that some test samples belong to unknown classes (open-set). To fix this issue, Open-Set Recognition (OSR), whose goal is to make correct predictions on both close-set samples and open-set samples, has attracted rising attention. In this direction, the vast majority of literature focuses on the pattern of open-set samples. However, how to evaluate model performance in this challenging task is still unsolved. In this paper, a systematic analysis reveals that most existing metrics are essentially inconsistent with the aforementioned goal of OSR: (1) For metrics extended from close-set classification, such as Open-set F-score, Youden's index, and Normalized Accuracy, a poor open-set prediction can escape from a low performance score with a superior close-set prediction. (2) Novelty detection AUC, which measures the ranking performance between close-set and open-set samples, ignores the close-set performance. To fix these issues, we propose a novel metric named OpenAUC. Compared with existing metrics, OpenAUC enjoys a concise pairwise formulation that evaluates open-set performance and close-set performance in a coupling manner. Further analysis shows that OpenAUC is free from the aforementioned inconsistency properties. Finally, an end-to-end learning method is proposed to minimize the OpenAUC risk, and the experimental results on popular benchmark datasets speak to its effectiveness. Project Page: https://github.com/wang22ti/OpenAUC.

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