论文标题
公平及其后果的因果观念
Causal Conceptions of Fairness and their Consequences
论文作者
论文摘要
最近的工作突出了因果关系在设计公平决策算法中的作用。但是,尚不清楚现有的公平因果概念如何相互关系,或者使用这些定义作为设计原则的后果是什么。在这里,我们首先将算法公平的流行因果定义组装成两个广泛的家庭:(1)那些限制决策对反事实差异的影响的家庭; (2)那些限制了法律保护特征(如种族和性别)对决策的影响。然后,我们在分析和经验上表明,在理论上,定义的两个家族\ emph {几乎总是总是} - 导致帕累托占主导地位的决策政策,这意味着每个利益相关者都有一个替代性,不受限制的政策,并从一个大型自然阶层中汲取了偏好。例如,在大学录取决定的情况下,每位利益相关者都不支持任何偏爱学术准备和多样性的利益相关者,都将不利于因果公平定义的政策。确实,在因果公平的明显定义下,我们证明由此产生的政策要求承认所有具有相同概率的学生,无论学术资格或小组成员身份如何。我们的结果凸显了因果公平的常见数学观念的正式局限性和潜在的不利后果。
Recent work highlights the role of causality in designing equitable decision-making algorithms. It is not immediately clear, however, how existing causal conceptions of fairness relate to one another, or what the consequences are of using these definitions as design principles. Here, we first assemble and categorize popular causal definitions of algorithmic fairness into two broad families: (1) those that constrain the effects of decisions on counterfactual disparities; and (2) those that constrain the effects of legally protected characteristics, like race and gender, on decisions. We then show, analytically and empirically, that both families of definitions \emph{almost always} -- in a measure theoretic sense -- result in strongly Pareto dominated decision policies, meaning there is an alternative, unconstrained policy favored by every stakeholder with preferences drawn from a large, natural class. For example, in the case of college admissions decisions, policies constrained to satisfy causal fairness definitions would be disfavored by every stakeholder with neutral or positive preferences for both academic preparedness and diversity. Indeed, under a prominent definition of causal fairness, we prove the resulting policies require admitting all students with the same probability, regardless of academic qualifications or group membership. Our results highlight formal limitations and potential adverse consequences of common mathematical notions of causal fairness.