论文标题
临床试验的机器学习中的多学科公平考虑因素
Multi-disciplinary fairness considerations in machine learning for clinical trials
论文作者
论文摘要
近年来,对机器学习来改善医疗保健的兴趣已大大增长,但许多障碍阻止了医疗实践中的部署。一个值得注意的问题是,有可能加剧根深蒂固的偏见和社会现有的健康差异。机器学习中的公平领域旨在解决这些公平问题;但是,适当的方法是上下文依赖的,需要特定于领域的考虑。我们专注于临床试验,即对人类进行评估药物治疗的研究。临床试验是医疗保健机器学习中相对爆发的应用,部分原因是复杂的道德,法律和法规要求以及高成本。我们的目的是提供多学科的评估,以评估机器学习的公平性如何适合临床试验研究和实践的背景。我们首先回顾当前的临床试验的道德考虑和指南,并研究它们与机器学习中公平性的共同定义的关系。我们检查了在临床试验中的潜在不公平来源,提供具体的例子,并讨论机器学习可能在减轻潜在偏见或在不小心的情况下加剧它们的作用。特别关注自适应临床试验,这些试验可以采用机器学习。最后,我们强调了需要进一步研究和发展的概念,并强调了可能与临床试验设计有关的新方法。
While interest in the application of machine learning to improve healthcare has grown tremendously in recent years, a number of barriers prevent deployment in medical practice. A notable concern is the potential to exacerbate entrenched biases and existing health disparities in society. The area of fairness in machine learning seeks to address these issues of equity; however, appropriate approaches are context-dependent, necessitating domain-specific consideration. We focus on clinical trials, i.e., research studies conducted on humans to evaluate medical treatments. Clinical trials are a relatively under-explored application in machine learning for healthcare, in part due to complex ethical, legal, and regulatory requirements and high costs. Our aim is to provide a multi-disciplinary assessment of how fairness for machine learning fits into the context of clinical trials research and practice. We start by reviewing the current ethical considerations and guidelines for clinical trials and examine their relationship with common definitions of fairness in machine learning. We examine potential sources of unfairness in clinical trials, providing concrete examples, and discuss the role machine learning might play in either mitigating potential biases or exacerbating them when applied without care. Particular focus is given to adaptive clinical trials, which may employ machine learning. Finally, we highlight concepts that require further investigation and development, and emphasize new approaches to fairness that may be relevant to the design of clinical trials.