论文标题
在聚类网络干扰下的异质治疗和溢出效应
Heterogeneous Treatment and Spillover Effects under Clustered Network Interference
论文作者
论文摘要
大部分因果推论研究排除了单位之间存在干扰。但是,在许多实际情况下,单位与社会,身体或虚拟关系相互联系,治疗的效果可以从一个单位溢出到网络中的其他相互联系的人。在本文中,我们开发了一种机器学习方法,该方法使用基于树的算法和Horvitz-Thompson估计量来评估治疗的异质性和在集群网络和群体干扰的背景下,相对于个体,邻里和网络特征的溢出效应。提出的网络因果树(NCT)算法具有多个优点。首先,它允许研究治疗效果异质性,避免由于存在干扰而导致潜在的偏见。其次,了解治疗和溢出效应的异质性可以指导决策者扩大干预措施,设计目标策略以及提高成本效益。我们使用Monte Carlo模拟研究研究了NCT方法的性能,并说明了它在评估中国农村地区新的天气保险单的信息的应用程序中的应用。
The bulk of causal inference studies rule out the presence of interference between units. However, in many real-world scenarios, units are interconnected by social, physical, or virtual ties, and the effect of the treatment can spill from one unit to other connected individuals in the network. In this paper, we develop a machine learning method that uses tree-based algorithms and a Horvitz-Thompson estimator to assess the heterogeneity of treatment and spillover effects with respect to individual, neighborhood, and network characteristics in the context of clustered networks and neighborhood interference within clusters. The proposed Network Causal Tree (NCT) algorithm has several advantages. First, it allows the investigation of the treatment effect heterogeneity, avoiding potential bias due to the presence of interference. Second, understanding the heterogeneity of both treatment and spillover effects can guide policy-makers in scaling up interventions, designing targeting strategies, and increasing cost-effectiveness. We investigate the performance of our NCT method using a Monte Carlo simulation study, and we illustrate its application to assess the heterogeneous effects of information sessions on the uptake of a new weather insurance policy in rural China.