论文标题

多端纳纳下行链路的速率分配:预编码器设计和实际实施

Rate Splitting for Multi-Antenna Downlink: Precoder Design and Practical Implementation

论文作者

Li, Zheng, Ye, Chencheng, Cui, Ying, Yang, Sheng, Shamai, Shlomo

论文摘要

速率分裂(RS)是一种潜在的强大且灵活的技术,用于多端链路传输。在本文中,我们针对超越5G系统的实际实施面临的几项技术挑战。为此,我们专注于具有多个Antenna基站(BS)和k单恒定接收器的单细胞系统。我们以最通用的形式考虑RS,并进行联合解码以充分利用Rs的潜力。首先,我们研究了关节解码下的可实现速率,并提出了预编码器设计问题,以最大程度地提高通用效用函数,或者最大程度地减少预定速率目标下的发射功率。在基于凹形凸口程序(CCCP)的基础上,我们为任意数量的用户提供了预编码器设计算法。我们提出的算法与许多连续完善的凸问题近似于棘手的非凸问题,并证明会融合到原始问题的固定点。然后,为了降低解码复杂性,我们考虑了在连续解码下的预码器和解码顺序的优化。此外,我们提出了一种流选择算法,以减少预编码的信号数量。随着流的数量减少和接收器的连续解码,当用户数量相对较大时,我们提出的算法甚至可以实现,而在同一设置中,复杂性以前被认为是高度高的。最后,我们建议对算法进行简单的改编,以说明发射器中通道状态信息的不完美。数值结果表明,与最先进的线性预编码方案相比,一般RS方案提供了可观的性能增长,尤其是在中等数量的用户中。

Rate splitting (RS) is a potentially powerful and flexible technique for multi-antenna downlink transmission. In this paper, we address several technical challenges towards its practical implementation for beyond 5G systems. To this end, we focus on a single-cell system with a multi-antenna base station (BS) and K single-antenna receivers. We consider RS in its most general form, and joint decoding to fully exploit the potential of RS. First, we investigate the achievable rates under joint decoding and formulate the precoder design problems to maximize a general utility function, or to minimize the transmit power under pre-defined rate targets. Building upon the concave-convex procedure (CCCP), we propose precoder design algorithms for an arbitrary number of users. Our proposed algorithms approximate the intractable non-convex problems with a number of successively refined convex problems, and provably converge to stationary points of the original problems. Then, to reduce the decoding complexity, we consider the optimization of the precoder and the decoding order under successive decoding. Further, we propose a stream selection algorithm to reduce the number of precoded signals. With a reduced number of streams and successive decoding at the receivers, our proposed algorithm can even be implemented when the number of users is relatively large, whereas the complexity was previously considered as prohibitively high in the same setting. Finally, we propose a simple adaptation of our algorithms to account for the imperfection of the channel state information at the transmitter. Numerical results demonstrate that the general RS scheme provides a substantial performance gain as compared to state-of-the-art linear precoding schemes, especially with a moderately large number of users.

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